World Conference on Horticultural Research - 17-20 June 1998 in Rome, Italy
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Policy Issues for the Conservation and Utilisation of Horticultural Genetic Resources for Food and Agriculture

U.G. Menini
Chief, Seed and Plant Genetic Resources Chief, Seed and Plant Genetic Resources Service
Plant Production and Protection Division
FAO



1. Introduction

This paper has been developed on the basis of existing FAO documentation and, in some instances, by collating information extracted from documents prepared during the last 10 years for the FAO Commission on Genetic Resources and various other FAO technical meetings related to the conservation and utilisation of plant genetic resources for food and agriculture. Although some of the considerations developed in this paper might seem to address issues of a general character, they are nonetheless quite applicable to horticultural genetic resources. The document should be regarded as an approach intended to stimulate reflection during the elaboration of a global research policy for the development and improvement of horticultural production through the conservation and best use of horticultural genetic diversity.



2. Biodiversity and Food

General Considerations

Biodiversity is a popular way of describing the diversity of life on earth: it includes all life forms and the ecosystems of which they are a part. Biodiversity forms the foundation for sustainable development. It is the basis for the environmental health of our planet and a source of economic and ecological security for future generations. In the deveic and ecological security for future generations. In the developing world, biodiversity provides the assurance of food, countless raw materials such as fibre for clothing, materials for shelter, fertilisers, fuel and medicines, as well as source of work energy in the form of animal traction.

The rural poor depend upon biological resources for an estimated 90% of their needs. In the industrialised world, access to diverse biological resources is necessary to support a vast array of industrial products. In the continuing drive to develop efficient and sustainable agriculture for many different conditions, these resources provide raw material for plant and animal breeding, as well as for the new biotechnologies.

Genetic diversity in agriculture enables crops and animals to adapt to different environments and growing conditions. The ability of a particular variety to withstand drought or inundation, grow in poor or rich soil, resist one of the many insect pests or diseases, give higher protein yields or produce a better-tasting food are traits passed on naturally by its genes. This genetic material constitutes the raw material that plant and animal breeders and biotechnologists use to produce new varieties and breeds. Without this diversity we would lose the ability to adapt to ever-changing needs and conditions. Sustainable agriculture could not then be achieved in many of the world's different food production environments.

fferent food production environments.

Diversity among individual plants and animals, species and ecosystems provides the raw material that enables human communities to adapt to change - now and in the future. Deprived of biodiversity, the ability of humankind to meet the challenges resulting, for example, from climate change would be severely limited. The diversity found within the small number of plant and animal species which form the basis of world agriculture and food production remains a small but vital part of the earth's biodiversity.

Genetic diversity is not evenly distributed throughout the world; it is in fact concentrated in tropical and sub-tropical areas, where the majority of developing countries are located. Plant genetic resources are of an inestimable value, and will continue to be so in the future, independently of whether scientists use them by means of conventional plant breeding or modern genetic engineering. The importance of plant genetic resources as the ultimate source of food is enormous. Their loss constitutes a serious threat to world food security. The conservation of genetic resources goes far beyond the salvation of species. The objective must be to conserve sufficient diversity within each species to ensure that its genetic potential will be fully available in the future.

Within the Plant Kingdom, around 350,000 species have been classified, out of which about 80,000 have beenlassified, out of which about 80,000 have been found to be edible. In the course of history, mankind has utilised about 7,000 of these plant species for food. Today, only 150 plant species are cultivated and of these, the so-called major crops can be contemplated in about 30 plant species which are producing about 95% of the world's calories and proteins. About 75% of food consumption comes from only 12 plant species and 5 animal species. Half of this food comes from only 4 plant species (rice, maize, wheat and potato) and 3 major animal species (cattle, swine and poultry).

Over millennia, men and women farmers have developed within each domesticated food species thousands of landraces (farmers varieties) and breeds adapted to local conditions and needs. This "human­made" agro­biodiversity is now seriously endangered.

Today the world population amounts to about 5 billion people. An increase of about 60% is expected in the next thirty years, which will bring the world population to some 8 billion people. Today, 800 million people are chronically malnourished. On the basis of recent estimates, in the developing countries alone, food production will need to increase by about 60% in the next 25-30 years in order to keep pace with the expected demographic growth.


Losing plant biodiversity

Biodiversity maintains the ecological balance necessary for planetary and human ecological balance necessary for planetary and human survival. Biological resources are renewable resources, but they are being exploited at rates that exceed their sustainable yield. Human destruction of habitats, whether exploited for commercial or subsistence reasons, is the greatest threat.

The clearing of land for agriculture, overgrazing of grasslands, cutting and burning of forests, unsustainable logging and fuel wood collection, indiscriminate use of fertilisers and pesticides, over-watering of crops, overexploitation of fisheries, draining and filling of wetlands, poor water management, urbanisation and pollution of air and water, all figure prominently as causes of the degradation of our biological resources.

Genetic erosion is a term often used to describe the reduction of diversity within a species and, as the main cause of species extinction, it is a global threat to agriculture. If the individuals we conserve from any one species contain only a small fraction of the total species gene pool, then their ability to adapt to changing circumstances in the future will be severely limited. Genetic erosion is usually the loss of genetic diversity as a result of social, economic agricultural changes. UNCED's Agenda 21 states that 'the current decline in biodiversity is largely the result human activity and represents a serious threat to human development'. This statement is also applicable to erosion of genetic ment is also applicable to erosion of genetic resources for food and agriculture.

In modern agriculture, food habits, and hence crops, have often been introduced and spread by dominant cultures without necessarily taking into account local environmental conditions, or the needs of local communities. The introduction of bread in many parts of the world, for example, saw wheat overtake many traditional local staple crops, which were often well suited in the local environment and highly productive.

The alarming rate of global biodiversity losses must be of concern to everyone. The empirical and potential estimates for species extinction caused by habitat destruction and pollution suggested by Lugo (1988) range from one species/day to one species/hour between 1970 and 2000. By the end of this century, our planet could have lost anywhere from 20 to 50 percent of its species or 500,000 to several million, including 35,000 to 40,000 plant species.

Until the quite recent advent of scientific plant breeding, all of the crops that farmers grew were "landraces"; that is, local crop varieties developed in traditional agricultural systems with selection - both natural and by farmers - over long periods of time. In the late 19th century, plant breeders using the emerging science of genetics began to systematically to improve the land­races. From this process emerged a whole series of more advanced cultivars emerged a whole series of more advanced cultivars or modern varieties. This process has led to steady increases in global yields in this century, allowing food production to follow the trend of the world's growing population. However, a product of plant breeding has been that it has tended to narrow the genetic base of a crop in rough proportion to its success.

In all advanced technology­based agriculture, a few excellent varieties, themselves often genetically inter­related, now tend to cover large areas of land to the exclusion of all else. The side-effect of this widespread planting of a relatively small number of improved varieties with special genetic characteristics has been widespread loss of the varieties which preceded them.

There are numerous examples among horticultural crops of genera and species which have suffered or are vulnerable to the threat of genetic erosion. The genus Malus is probably the case most often cited in this respect, with the world's apple industry being now largely based on two varieties and a few of their progeny, and with an estimated 85% of the 7,000 cultivars formerly known and described having been lost.

For many people this displacement of traditional varieties represents a process of genetic erosion at the farm level where not only individual genes are lost but also complexes which are specifically adapted to particular local environments. There is nowapted to particular local environments. There is now general agreement among scientists that the conservation of the remaining crop genetic resources is urgent and essential to maintaining long-term food security.

Genetic erosion, or the loss of biodiversity, is often presented as an ecological problem, but the underlying fundamental causes are socio­economic and political. The lack of economic incentives to conserve diversity within agriculture and nature is a key cause of continuing degradation. It is a vital challenge for our societies to properly reflect the precious value of nature's diversity in the world economy, in all market exchange rules and regulations. Currently the basic genetic raw material with which breeding and biotechnology industries work is essentially available free of charge from nature or farmers' fields.

The cost of conserving biodiversity is high, but almost certainly far less than the cost of allowing its degradation. While modern biological science and technology can do wonders, it has to be remembered that species extinction is forever. The world therefore needs a means of valuation which recognises that the loss of biological resources is irreversible. Our generation has a tremendous social responsibility: to pass on to our children the integrity and wealth of biodiversity that we have inherited from our parents. Only by doing this will we enable future generations to face unpredictable enable future generations to face unpredictable environmental changes and human needs.



3. The Use of Biotechnology

Through modern biotechnologies that are helping to overcome some of the limitations of conventional breeding, wild diversity can be more readily incorporated into crops and thus contribute to world agricultural development.

It is recognised that production must be intensified, productivity increased and productive natural systems must be suitably managed ­ all in a sustainable manner. This requires the combined application of new and old technologies, including innovative approaches to plant breeding and to farming practices. The success of such endeavours will depend on the sustainable utilisation of a broader range of species and genetic material within each species, including the wild relatives of domestic species.

Many of the recent advances in agricultural technology, including biotechnologies, have been made in industrialised countries where they have often been developed on a commercial basis. In this sense, the potential for the new biotechnologies to improve the livelihood and food security situation of the world's poor is largely under-realised. The new biotechnologies do provide excellent tools for manipulating the genetic diversity of crop varieties and animal breeds among the already domesticated species and further increasing productivity and stabilspecies and further increasing productivity and stability. Through the development of plants and animals that are more adapted to ecological conditions, the stability of production can be increased. The genetic manipulation of other biological elements in crop production systems, such as soil bacteria associated with nitrogen fixation, or natural predators of pests (especially insects and to some degree pathogens and weeds) is also a tool that can be used for enhancing sustainability in agriculture.

Ours is the first generation with the immense biotechnological power to radically change the evolutionary processes of natural and artificial selection. Ours, too, is the responsibility that goes with this power.

However it is recognised that there are also risks involved in the application of biotechnologies; these risks include misuse by humans, and environmental accidents. To address these and other issues, a draft Protocol on Biosafety is now being negotiated by those countries which are signatories to the Convention on Biological Diversity.

With the advent of genetic engineering, the private sector biotechnology industry has promoted the extension of industrial patenting regimes to living organisms ­ an approach popularly known as life patenting.

As a result, genes, micro­organisms and varieties of higher species (plants and animals), either discovered in nature or genetically manipulated by er discovered in nature or genetically manipulated by breeders or genetic engineers, can and have become the intellectual property of individuals or industry in countries in which "life patenting" has been legalised. Between 1981 and 1985 at least 1175 patents for human genes were granted world-wide; and of these patent applications, some 75% were from the private sector.

Perhaps for reasons guided by the market, the socio­economic and food security needs of the poorer sections of society, especially in developing countries, have not yet been sufficiently targeted by biotechnology programmes, or have not been adequately considered in shaping research policy.

This is an important point for decision-making in relation to the allocation of public sector funding for agricultural research, since it is estimated that there are now at least 1,400 million people in developing countries who are dependent upon resource-poor farming systems which have not benefited from technological advances in plant or animal breeding or biotechnology.

It can also be debated whether current intellectual property right systems allow appropriate incentives for directing public sector agricultural research so that the social and economic needs of these poor countries can be adequately met. This issue becomes particularly worrying when it is considered that the limitation of access for the world's poor farmers to improved genetics for the world's poor farmers to improved genetic materials could become a constraint to increased food production.



4. The FAO Global System on Plant Genetic Resources for Food and Agriculture

Within the programmes of the Food and Agriculture Organisation of the United Nations (FAO), the inter-related questions of who benefits from the use of genetic resources and who owns genetic resources stored in international seedbanks, in farmers' fields, or in nature, became the focal point of international debates during the 1980s. To confront and address these problems, the member countries of FAO agreed on the need to develop a global system which might ensure the conservation and sustainable use of plant genetic resources for food and agriculture, as well as the just and equitable sharing of the benefits and responsibilities derived from them.

The development of the Global System on Plant Genetic Resources for Food and Agriculture began in 1983 with the establishment of its governing body, the Commission on Plant Genetic Resources, now the Commission on Genetic Resources for Food and Agriculture, a permanent inter­governmental forum for discussion and consensus building between countries. Governments also adopted, that same year, an international non­binding agreement, the first of its kind, called the International Undertaking on Plant Genetic Resources, which provides the formal frameant Genetic Resources, which provides the formal framework for the Global System. The Commission has since coordinated, overseen and monitored the development of a Global System for the Conservation and Utilisation of Plant Genetic Resources for Food and Agriculture.

Countries continue to negotiate and develop, through the Commission, other important elements of the System which include various international agreements, scientific regulations, technical cooperation mechanisms and global instruments which are in different stages of development.

The availability of information about plant genetic resources of crop species is fundamental to being able to harness the genetic variability conserved in collections and critical for evaluating the usefulness of in-situ conservation initiatives to counter the risk of genetic erosion. In response to this need, the FAO World Information and Early Warning System on Plant Genetic Resources (WIEWS) was created five years ago, within the overall framework of the FAO Global System on Plant Genetic Resources. Its primary purpose is to facilitate access to information so as to allow a more coherent utilisation of available genetic resources for plant improvement work.




5. The Global Plan of Action for the Conservation and Sustainable Utilisation of Plant Genetic Resources for Food and Agriculture (GPA/PGRFA)

Desources for Food and Agriculture (GPA/PGRFA)

Despite the useful progress made so far, some major questions are still currently being debated in the FAO fora that deal with plant genetic resources for food and agriculture, i.e.:

In June 1996, the Fourth International Technical Conference on Plant Genetic Resources, which was attended by 150 countries and 54 inter­governmental and non­governmental organisations, was held in Leipzig, Germany. The Conference was convened at the request of the FAO Commission on Plant Genetic Rthe request of the FAO Commission on Plant Genetic Resources, and was endorsed in Agenda 21 of the United Nations Conference on Environment and Development, and at the Nairobi Conference for the Adoption of the Agreed Text of the Convention on Biological Diversity.

The Conference adopted a Global Plan of Action for the Conservation and Sustainable Utilisation of Plant Genetic Resources, together with the Leipzig Declaration, and it also considered the first Report on the State of the World's Plant Genetic Resources.

The Global Plan of Action was prepared through a participatory, country­driven process, involving a wide variety of stake­holders: governments, non­governmental and industry organisations, and individual scientists. A total of 158 governments prepared Country Reports, assessing the status of their plant genetic resources, as well as their capacity to care for and utilise these resources. Twelve regional and sub­regional meetings were held, where governments considered regional problems and opportunities, and made recommendations for the Plan. The Report on the State of the World's Plant Genetic Resources is the first comprehensive world­wide assessment of the state of plant genetic resource conservation and use, identifying the urgent priorities for action which are, in turn, addressed in the Global Plan of Action. The Report and the Plan are now two strategic elements of the < Plan are now two strategic elements of the FAO Global System for the Conservation and Utilisation of Plant Genetic Resources.

The Plan is intended to provide a coherent strategy for action in several fields: in-situ and ex-situ conservation, sustainable utilisation of plant genetic resources, and institutional and capacity building. Therefore, the GPA needs to be taken as a whole and considered in a comprehensive manner embracing all operational, programmatic, policy and political aspects.

The Leipzig Declaration asserts that "our primary objective must be to enhance world food security through conserving and sustainably using plant genetic resources". This Declaration commits the Governments to taking necessary steps to implement the Global Plan of Action.

On a different, albeit related, plane, the world's political leaders, meeting in Rome at the 1996 World Food Summit, have made a public commitment to end hunger. Through the Plan of Action adopted by the Summit, governments, international organisations and all sectors of civil society are encouraged to join forces in a concerted effort to ensure access at all time to the food required for a healthy active life for all the world's people. Meeting the same month, in November 1996, the Third Conference of the Parties of the Convention on Biological Diversity held in Buenos Aires focused on agricultural biodiversity, and its res focused on agricultural biodiversity, and its role in ensuring a transition towards sustainable agricultural practices.

All of these inter-governmental meetings recognised the importance of plant genetic resources for food security and called on countries to implement the Global Plan of Action for the Conservation and Sustainable Use of Plant Genetic Resources for Food and Agriculture.

The needs highlighted at Leipzig, Rome and Buenos Aires, and the recommendations agreed upon by governments in the Global Plan of Action for Plant Genetic Resources present many challenges to all crop scientists, in terms of developing or adapting suitable technologies and approaches for the sustainable utilisation of plant genetic resources for food and agriculture (PGRFA). The concept of sustainable utilisation is defined in the Convention on Biological Diversity as the use of genetic resources in a productive manner which does not lead to the long term loss of such resources. This provides for an approach which integrates both conservation and utilisation and which spans all aspects of the use of PGRFA, whether by scientists or farmers.

Plant genetic resources can be described as the part of biodiversity that nurtures people and is nurtured by people. Horticultural crops, although constituting only one part of plant genetic resources for food and agriculture, comprise a very wide range of species of vital importance to ensuring ange of species of vital importance to ensuring food security.

All governments have now recognised that the utilisation of plant genetic resources is the key to improving agricultural productivity and sustainability and can contribute to socio-economic development, food security and the alleviation of poverty. To achieve these desirable goals, the Global Plan of Action promotes an integrated strategy for the conservation and sustainable utilisation of PGRFA with the following features:

productivity - greater use of plant genetic resources will be required to contribute to the productivity increases needed to meet growing populations. This will require continued access to, and exchange of, the world's plant genetic resources;

sustainability - there is a need to ensure that such use of plant genetic resources is coupled with the conservation of plant genetic resources, both in-situ and ex-situ. This will require, inter alia, approaches to crop improvement which allow the maintenance of higher levels of genetic diversity and resources in production systems, thereby contributing to reduced genetic vulnerability and less genetic erosion. Additionally, conservation programmes should be clearly linked with utilisation efforts and the sharing of benefits, in order to reinforce the sustainability of such programmes;

equity - those responsible for conserving and developing planthose responsible for conserving and developing plant genetic resources should be able to participate fully in the benefits derived from their use. There is thus a need to develop crop improvement approaches to enable farmers in marginal areas, as well as those in high-productivity areas to benefit fully from the utilisation of plant genetic resources.

In meeting these challenges of harnessing plant genetic resources for sustainable agriculture and future food security, the role of crop scientists will be crucial.



6. Global Networks on PGR Conservation and Use

The importance of conserving plant genetic resources has been stressed in several international agreements, such as the International Undertaking on Plant Genetic Resources and the Convention on Biological Diversity and its Agenda 21. The successful conservation and sustainable utilisation of plant genetic resources for food and agriculture involves action by a wide range of people in every country: policy makers, planners, scientists, genebank curators, breeders, rural communities and farmers. Strong coordination mechanisms are required at the national level to enable all these players to participate constructively.

In response to this need, through its international networks on ex-situ and in-situ conservation, FAO is pursuing efforts in order to coordinate, under this umbrella, the conservation and utilisation of er this umbrella, the conservation and utilisation of plant genetic resources of many agricultural crops and to facilitate the exchange of genetic material, information and technology.

The need for germplasm conservation is recognised for all crops and plants of agricultural importance. This, in turn, dictates the need for programmes in evaluation and documentation, and these activities must be carried out in cooperation with institutions, scientists and technicians with crop-specific competence. In this context, we consider it important to foster the establishment of crop-related networks with special competence and responsibilities related to genetic resources of specific crops.

The development of clearer policy lines related to the conservation of genetic variability of crop species, through regional and global inter-country cooperative programmes, was one of the principal aims of the Leipzig Technical Conference on Plant Genetic Resources. The Global Plan of Action on PGR is now under implementation through a partnership mechanism involving inter-country crop-related networks, as well as several national and international institutions and organisations, including non-governmental organisations. The Global Networks which have been recently launched by the FAO are thus elements of the Global Plan of Action.

It is being demonstrated that inter-country networking constitutes a useful instrument to facilitate policy itutes a useful instrument to facilitate policy development and to provide guidance and global coordination for inter-institutional research work concerning crop genetic resources. It should be underlined that the crop-related networks that operate under the aegis of the FAO have been constituted on the basis of voluntary and self-funding participation of interested countries, institutions and scientists.

In facilitating the implementation of the Global Plan of Action on PGR, and recognising the important role of horticultural crops for agriculture and for food security, FAO has concentrated efforts on promoting regional, inter-regional and global crop-related networks, particularly oriented towards the horticultural sector, as instruments to facilitate scientific exchange, information sharing, technology transfer, and research collaboration. The networks also provide a forum for determining ways of sharing responsibility for the collection, conservation, evaluation, characterisation and utilisation of horticultural genetic resources. These crop-related networks bring together different types of specialists to set collaborative research objectives, define policy priorities and strengthen activities on the conservation and utilisation of genetic resources in relation to specific groups of crops. Most of the partners of these inter-country cooperative programmes are internationally recognised scientists and members of the Internatignised scientists and members of the International Society for Horticultural Science which further strengthens collaboration between the ISHS and FAO.

The innovative aspect of these networks is that they promote a co-ordinated approach to identifying, evaluating and conserving the genetic variability of selected crop species, with the aim of improving cultivars and adapting them to farmers' needs. The networks combine a thorough knowledge of the agricultural conditions of farmers in network member countries, with an understanding of the genetic potential of the crop species in question, and use a "farmers-to-farmers" basis for the development of conservation and utilisation activities. That involves the collection from farmers of locally adapted germplasm, its improvement and its return to the same farmers, or farmers in similar biotopes. The work of several of these networks is also guided by an economic intelligence function (analysis of market factors), which helps farmers to improve quality and suit their production to market requirements.

The distinguishing characteristic of the networks' components on plant genetic resources consists in identifying the genetic variability within each particular crop species, and the development of methodologies for characterisation, evaluation and conservation of different genotypes in view of their utilisation by present and future generw of their utilisation by present and future generations of farmers. As such, the networks are regarded as very useful instruments for facilitating the process of implementing the Global Plan of Action, and their expansion, in terms of both crops and regions covered, is being pursued.

The crop-related networks also provide a useful forum for updating the Report on the State of the World's Plant Genetic Resources. Computerised data bases are being developed for several of the networks and the information being gathered is available to be systematically included in the World Information and Early Warning System.

The many crop-specific networks and working groups may operate at sub-regional, regional, inter-regional or global level. The networks that FAO has developed over the last seven years, with the aim of promoting a coordinated approach to identifying, evaluating and conserving the genetic variability of selected crop species, include the Global Mushroom Germplasm Conservation Network; the Olive Genetic Variability Conservation Network; the International Network on Cactus Pear; the Mediterranean and Inter-American Citrus Networks and the Global Citrus Germplasm Network; the Inter-regional Cooperative Network on Nuts; the Global Network on Tropical and Subtropical Fruit Genetic Resources, and the Network on Traditional Crops of Southern Africa.


The International Mushroom Germplasm Conservation Netwo International Mushroom Germplasm Conservation Network.

Fungi are regarded as being the second largest group of organisms in the biosphere after the arthropods. The total number of fungal species is evaluated as 1,500,000 in the world. Only 5% of theses species are described and catalogued. Therefore our knowledge on the world-wide fungal species is poor. Out of the 70% described species of fungi, there are about 10,000 species of mushrooms in which about 2,000 species from more than 30 genera are regarded as prime edible mushrooms, but only a few dozen of them are cultivated. In the particular of tropical and sub-tropical areas, the fungal and mushroom genetic resources are certainly the most abundant of the world and the least known.

This network was established to strengthen international collaboration among specialised institutions, with a view to constituting a coordinated global system of mushroom germplasm collections under the aegis of FAO, and to facilitate technical communication and the exchange of strains of cultivated mushroom, and of germplasm of other mushroom species of interest for food and agriculture. The network also has the aim of establishing a more comprehensive and coordinated information mechanism, which would help to make mushroom strains, together with appropriate production technologies, available to as many interested countries and growers as possible.

Strategy lines